{"as_of":"2026-10-15T04:48:33.455Z","total_matching":16,"count":16,"documents":[{"document_number":"2026-20888","title":"Regulation Crypto Asset Transactions and Regulation Crypto Asset Markets","type":"Proposed Rule","action":"Advanced notice of proposed rulemaking.","agencies":["Commodity Futures Trading Commission"],"publication_date":"2026-10-13","effective_on":null,"comments_close_on":"2026-12-14","significant":null,"abstract":"The Commodity Futures Trading Commission (\"Commission\" or \"CFTC\") is issuing an advanced notice of proposed rulemaking regarding section 2(c)(2)(D) of the Commodity Exchange Act (\"CEA\" or \"Act\") to provide notice and seek public comment on its intent to develop and establish fit-for-purpose rules implementing section 2(c)(2)(D) of the Act with respect to transactions and markets in crypto assets.","docket_ids":[],"regulation_id_numbers":["3038-AF80"],"cfr_references":["17 CFR 1","17 CFR 38","17 CFR 39"],"topics":[],"url":"https://www.federalregister.gov/documents/2026/10/13/2026-20888/regulation-crypto-asset-transactions-and-regulation-crypto-asset-markets","flags":[],"days_to_comment_close":60,"days_to_effective":null},{"document_number":"2026-20474","title":"Investment Adviser Performance-Based Compensation Modernization","type":"Proposed Rule","action":"Proposed rule.","agencies":["Securities and Exchange Commission"],"publication_date":"2026-10-06","effective_on":"2026-10-06","comments_close_on":"2026-12-07","significant":null,"abstract":"The Securities and Exchange Commission (the \"Commission\") is proposing to amend the rule under the Investment Advisers Act of 1940 that provides an exemption from the statutory prohibition on registered investment advisers receiving compensation on the basis of a share of capital gains in or capital appreciation of an advisory client's account. Specifically, the proposed amendments would expand the ability of investment advisers to receive this compensation from clients that are registered management investment companies and business development companies (collectively, \"regulated funds\"), subject to certain conditions. The proposal would relatedly amend certain regulated fund registration and reporting forms to require separate disclosure of all performance-based compensation paid by regulated funds to their investment adviser. The proposed rule amendments would also allow investment advisers to receive this compensation from additional clients by revising the rule's \"qualified client\" definition to include investors that meet the \"accredited investor\" definition in Regulation D under the Securities Act of 1933. The proposal would relatedly make conforming amendments to certain other rules under the Investment Advisers Act of 1940 whose provisions reference the \"qualified client\" definition.","docket_ids":["Release Nos. 33-11443","34-106533","IA-7022","IC-36350","File No. S7-2026-28"],"regulation_id_numbers":["3235-AN59"],"cfr_references":["17 CFR 239","17 CFR 249","17 CFR 274","17 CFR 275"],"topics":["Brokers","Fraud","Investment companies","Reporting and recordkeeping requirements","Securities"],"url":"https://www.federalregister.gov/documents/2026/10/06/2026-20474/investment-adviser-performance-based-compensation-modernization","flags":[],"days_to_comment_close":53,"days_to_effective":-9},{"document_number":"2026-20466","title":"Adviser and Regulated Fund Custody Rules; Crypto Custody Rules","type":"Proposed Rule","action":"Proposed rule.","agencies":["Securities and Exchange Commission"],"publication_date":"2026-10-06","effective_on":"2026-10-06","comments_close_on":"2026-12-07","significant":true,"abstract":"The Securities and Exchange Commission (the \"Commission\" or the \"SEC\") is proposing new custody rules under the Investment Company Act of 1940 (the \"Investment Company Act\") and amendments to related reporting and recordkeeping requirements to address how regulated investment companies may custody crypto securities and similar investments, and amendments to the custody rule and related reporting and recordkeeping rules under the Investment Advisers Act of 1940 (the \"Advisers Act\") to address how registered investment advisers may custody client crypto funds and securities. We are also proposing to amend the current custody rules to modernize their requirements, to better address current industry practices and feedback, and to implement certain conforming amendments. We are also proposing amendments to the recordkeeping rules under the Investment Company Act and Advisers Act related to these proposed modernization amendments to the custody rules. Additionally, we are proposing to redesignate the custody rule under the Advisers Act and to make corresponding amendments to Form ADV and Form ADV-E for registered investment advisers to reflect the Advisers Act custody rule redesignation. We are also proposing amendments to Form ADV for registered investment advisers and Form N-CEN for regulated investment companies and to improve the quality of public disclosures made on these forms. We are also proposing to add new questions to Form ADV and Form N-CEN related to tokenized private funds and regulated investment company shares, respectively.","docket_ids":["Release Nos. IA-7023","IC-36353","File No. S7-2026-35"],"regulation_id_numbers":["3235-AN46"],"cfr_references":["17 CFR 270","17 CFR 274","17 CFR 275","17 CFR 279"],"topics":["Incorporation by reference","Investment companies","Reporting and recordkeeping requirements","Securities"],"url":"https://www.federalregister.gov/documents/2026/10/06/2026-20466/adviser-and-regulated-fund-custody-rules-crypto-custody-rules","flags":["significant"],"days_to_comment_close":53,"days_to_effective":-9},{"document_number":"2026-20143","title":"Rule on Impersonation of Government and Businesses","type":"Proposed Rule","action":"Advance notice of proposed rulemaking (\"ANPRM\"); request for public comment.","agencies":["Federal Trade Commission"],"publication_date":"2026-10-01","effective_on":null,"comments_close_on":"2026-11-30","significant":null,"abstract":"The Federal Trade Commission (\"FTC\" or \"Commission\") proposes to commence a rulemaking proceeding to prevent certain unfair or deceptive acts or practices by search engine, social media, and other digital marketplace platforms that further government and business impersonation scams to defraud consumers. The Commission is soliciting written comment, data, and arguments concerning the need for such rulemaking.","docket_ids":[],"regulation_id_numbers":["3084-AB90"],"cfr_references":["16 CFR 461"],"topics":[],"url":"https://www.federalregister.gov/documents/2026/10/01/2026-20143/rule-on-impersonation-of-government-and-businesses","flags":[],"days_to_comment_close":46,"days_to_effective":null},{"document_number":"2026-19860","title":"Implementing the Federal Reserve Board's Responsibilities Under the GENIUS Act","type":"Proposed Rule","action":"Notice of proposed rulemaking.","agencies":["Federal Reserve System"],"publication_date":"2026-09-29","effective_on":null,"comments_close_on":"2026-11-30","significant":null,"abstract":"The Board of Governors of the Federal Reserve System (Board) proposes to issue regulations to implement the Guiding and Establishing National Innovation for U.S. Stablecoins Act (GENIUS Act) with respect to Board-supervised permitted payment stablecoin issuers (PPSIs) and certain other entities that are subject to the Board's jurisdiction. In addition, the Board proposes to issue regulations to implement the prohibition on tying in section 4(a)(8) of the GENIUS Act, which is applicable generally to all PPSIs.","docket_ids":["Docket No. R-1899"],"regulation_id_numbers":["7100-AH29"],"cfr_references":["12 CFR 208","12 CFR 211","12 CFR 217","12 CFR 225","12 CFR 247","12 CFR 263"],"topics":["Administrative practice and procedure","Banks, banking","Exports","Foreign banking","Holding companies","Investigations","Investments","Reporting and recordkeeping requirements","Securities"],"url":"https://www.federalregister.gov/documents/2026/09/29/2026-19860/implementing-the-federal-reserve-boards-responsibilities-under-the-genius-act","flags":[],"days_to_comment_close":46,"days_to_effective":null},{"document_number":"2026-19535","title":"Request for Information; Medicare Part D Reasonable and Relevant Pharmacy Contracting Standards","type":"Proposed Rule","action":"Request for information.","agencies":["Health and Human Services Department","Centers for Medicare & Medicaid Services"],"publication_date":"2026-09-24","effective_on":null,"comments_close_on":"2026-11-23","significant":null,"abstract":"This request for information (RFI) solicits input from interested parties for purposes of establishing standards for reasonable and relevant pharmacy contract terms and conditions under the Medicare prescription drug benefit. Section 6223(a) of the Consolidated Appropriations Act, 2026 (CAA, 2026) amends section 1860D- 4(b)(1)(A) of the Social Security Act (the Act) to require Part D plan sponsors to permit any pharmacy that meets standard contract terms and conditions under the plan to participate as a network pharmacy of the plan. Section 6223(a) of the CAA, 2026 further requires that, notwithstanding any other provision of law, for plan years beginning January 1, 2029, such standard contract terms and conditions offered by Part D plan sponsors must be reasonable and relevant according to standards established by the Secretary of the Department of Health and Human Services. Finally, section 6223(a) of the CAA, 2026 requires the Secretary to issue this RFI for purposes of establishing such standards.","docket_ids":["CMS-4217-NC"],"regulation_id_numbers":["0938-AW08"],"cfr_references":["42 CFR 423"],"topics":[],"url":"https://www.federalregister.gov/documents/2026/09/24/2026-19535/request-for-information-medicare-part-d-reasonable-and-relevant-pharmacy-contracting-standards","flags":[],"days_to_comment_close":39,"days_to_effective":null},{"document_number":"2026-19072","title":"Rescission of the Greenhouse Gas Findings for Fossil Fuel-Fired Power Plants and Repeal of Regulations for Power Plant Greenhouse Gas Emissions Under Clean Air Act Section 111","type":"Proposed Rule","action":"Supplemental notice of proposed rulemaking.","agencies":["Environmental Protection Agency"],"publication_date":"2026-09-17","effective_on":null,"comments_close_on":"2026-11-02","significant":null,"abstract":"In this action, the U.S. Environmental Protection Agency (EPA) is supplementing its proposal to repeal all greenhouse gas (GHG) emission standards for fossil fuel-fired electric generating units (EGUs) to effectuate the best reading of Clean Air Act (CAA) section 111. We propose that CAA section 111 does not authorize the EPA to regulate emissions from power plants in response to global climate change concerns. For the multiple and independent reasons described herein, this additional rationale would also require rescinding the Administrator's contrary findings and determinations in 2015 and repealing all associated 2015 and 2024 GHG standards for the fossil fuel-fired EGU source category. In a separate action published concurrently with this supplemental notice, the EPA is finalizing the repeal of certain 2024 GHG standards for the fossil fuel-fired EGU source category on distinct legal and technical grounds. We are not reopening that final rule. Nor are we soliciting further comment on those issues through this supplemental notice, except to the extent that commenters believe the final rule bears on the distinct questions of statutory authority addressed herein.","docket_ids":["EPA-HQ-OAR-2025-0124","FRL-12674.1-01-OAR"],"regulation_id_numbers":["2060-AX00"],"cfr_references":["40 CFR 60"],"topics":[],"url":"https://www.federalregister.gov/documents/2026/09/17/2026-19072/rescission-of-the-greenhouse-gas-findings-for-fossil-fuel-fired-power-plants-and-repeal-of","flags":[],"days_to_comment_close":18,"days_to_effective":null},{"document_number":"2026-18366","title":"Improving the Effectiveness of the Robocall Mitigation Database; Call Authentication Trust Anchor; Advanced Methods To Target and Eliminate Unlawful Robocalls","type":"Proposed Rule","action":"Proposed rule.","agencies":["Federal Communications Commission"],"publication_date":"2026-09-09","effective_on":"2026-10-09","comments_close_on":"2026-11-09","significant":null,"abstract":"In this document, the Federal Communications Commission (Commission) proposes steps to strengthen the reliability, integrity, and effectiveness of the Robocall Mitigation Database (RMD or Database) as a core component of its illegal-call prevention framework. The Commission proposed measures aim to ensure that RMD filings are accurate, complete, and current, and to safeguard the Database so that only legitimate, transparent, and accountable providers may enter or remain listed. Specifically, the Commission proposes and seeks comment on measures to clarify which entities are required to file in the RMD, enhance the accuracy and completeness of submitted information, and specify which portions of filings may be publicly disclosed. Additionally, the Commission proposes and seeks comment on new tools to prevent bad actors and noncompliant providers from accessing or remaining in the RMD, including strengthened screening procedures for new filers, improved mechanisms for identifying noncompliant providers, expedited removal processes, and safeguards to prevent unauthorized re- entry into the Database.","docket_ids":["WC Docket Nos. 24-213 and 17-97","CG Docket No. 17-59","FCC 26-49","FR ID 364473"],"regulation_id_numbers":[],"cfr_references":["47 CFR 0","47 CFR 1","47 CFR 64"],"topics":["Administrative practice and procedure","Communications","Communications common carriers","Communications equipment","Penalties","Reporting and recordkeeping requirements","Security measures","Telecommunications","Telephone","Waivers"],"url":"https://www.federalregister.gov/documents/2026/09/09/2026-18366/improving-the-effectiveness-of-the-robocall-mitigation-database-call-authentication-trust-anchor","flags":[],"days_to_comment_close":25,"days_to_effective":-6},{"document_number":"2026-18190","title":"Transfer Agent Rules","type":"Proposed Rule","action":"Proposed rule.","agencies":["Securities and Exchange Commission"],"publication_date":"2026-09-04","effective_on":"2026-09-04","comments_close_on":"2026-11-03","significant":true,"abstract":"The U.S. Securities and Exchange Commission (\"SEC\" or \"Commission\") is proposing to adopt new rules, amend existing rules, amend the existing form for registration with the Commission as a transfer agent (Form TA-1) and the existing form for reporting activities of transfer agents (Form TA-2), and rescind an existing rule governing registered transfer agents. The proposals are designed to modernize the rules governing registered transfer agents.","docket_ids":["Release No. 34-106246","File No. S7-2026-30"],"regulation_id_numbers":["3235-AL55"],"cfr_references":["17 CFR 240","17 CFR 249"],"topics":["Reporting and recordkeeping requirements","Securities"],"url":"https://www.federalregister.gov/documents/2026/09/04/2026-18190/transfer-agent-rules","flags":["significant"],"days_to_comment_close":19,"days_to_effective":-41},{"document_number":"2026-17926","title":"Heightened Import Disclosures for Supply Chain Visibility","type":"Proposed Rule","action":"Advance notice of proposed rulemaking.","agencies":["Homeland Security Department","U.S. Customs and Border Protection"],"publication_date":"2026-09-02","effective_on":null,"comments_close_on":"2026-12-01","significant":null,"abstract":"U.S. Customs and Border Protection (CBP) is considering amending its regulations to give CBP greater visibility into the supply chains of goods imported into the United States. CBP is seeking comments on new requirements enhancing visibility into the parties involved in the importation of goods; integrating innovative technical solutions for the tracing of supply chains of those goods; and collecting foreign export documentation that foreign exporters are required to submit to the foreign customs authority prior to the exportation of those goods to the United States. With these proposals, CBP seeks to more effectively detect and interdict illicit importations, especially those that are illegally transshipped to evade compliance with U.S. customs and trade laws.","docket_ids":["Docket No. USCBP-2026-1058"],"regulation_id_numbers":["1685-AA47"],"cfr_references":["19 CFR 141","19 CFR 142","19 CFR 143","19 CFR 163"],"topics":[],"url":"https://www.federalregister.gov/documents/2026/09/02/2026-17926/heightened-import-disclosures-for-supply-chain-visibility","flags":[],"days_to_comment_close":47,"days_to_effective":null},{"document_number":"2026-17761","title":"Maximizing Efficiencies in Universal Service Administration","type":"Proposed Rule","action":"Proposed rule.","agencies":["Federal Communications Commission"],"publication_date":"2026-08-31","effective_on":null,"comments_close_on":"2026-09-30","significant":null,"abstract":"In this document, the Federal Communications Commission (Commission) seeks to improve the administration of the Universal Service Fund (USF or Fund) by seeking comment on four areas related to USF administration: current USF administration processes, i.e., the processes used by Universal Service Administrative Company (USAC) to administer the USF and the Commission's oversight of those processes; the structure of USF administration, that is, USAC's role and responsibilities related to USF administration; operating costs associated with USF administration; and the impact of USAC's Board of Directors on USF administration.","docket_ids":["WC Docket No. 26-173","FCC No. 26-52","FR ID 364115"],"regulation_id_numbers":[],"cfr_references":["47 CFR 54"],"topics":["Communications common carriers","Reporting and recordkeeping requirements","Telecommunications","Telephone"],"url":"https://www.federalregister.gov/documents/2026/08/31/2026-17761/maximizing-efficiencies-in-universal-service-administration","flags":[],"days_to_comment_close":-15,"days_to_effective":null},{"document_number":"2026-17183","title":"Regulation Crypto Assets","type":"Proposed Rule","action":"Proposed rule.","agencies":["Securities and Exchange Commission"],"publication_date":"2026-08-21","effective_on":"2026-08-21","comments_close_on":"2026-10-20","significant":true,"abstract":"The Securities and Exchange Commission (\"Commission\") is proposing new rules to create a tailored offering regime for certain investment contracts involving crypto assets. The proposed offering regime is intended to facilitate capital formation and accommodate innovation within the crypto asset markets while, at the same time, ensuring that investors are adequately protected and provided with the information they need to make informed investment decisions. The proposed rules would be set forth in a new regulation titled \"Regulation Crypto Assets\" and would include two exemptions from the registration requirements of section 5 of the Securities Act of 1933. The first exemption would permit offerings of up to $5 million during a four-year period. The second exemption would permit offerings of up to $75 million during each 12-month period. Under both exemptions, issuers would be required to make certain principles-based narrative disclosures available to their investors. In addition, issuers under the second exemption would be required to provide financial statements and would be subject to ongoing reporting requirements. Issuers that rely on these exemptions would remain subject to the antifraud and antimanipulation provisions of the Federal securities laws. The proposed rules also would include a conditional safe harbor from the term \"investment contract\" in the definitions of \"security\" in the Securities Act of 1933 and the Securities Exchange Act of 1934. If the conditions of that proposed safe harbor are satisfied, then a crypto asset would be deemed not to be subject to an investment contract for purposes of those definitions of \"security.\"","docket_ids":["Release Nos. 33-11434","34-106150","File No. S7-2026-27"],"regulation_id_numbers":["3235-AN38"],"cfr_references":["17 CFR 200","17 CFR 201","17 CFR 228","17 CFR 230","17 CFR 232","17 CFR 239"],"topics":["Administrative practice and procedure","Authority delegations (Government agencies)","Electronic filing","Investment companies","Organization and functions (Government agencies)","Reporting and recordkeeping requirements","Securities"],"url":"https://www.federalregister.gov/documents/2026/08/21/2026-17183/regulation-crypto-assets","flags":["significant","comments_close_soon"],"days_to_comment_close":5,"days_to_effective":-55},{"document_number":"2026-17163","title":"Request for Comment on the Listing of Compute Derivatives Contracts","type":"Proposed Rule","action":"Request for comment.","agencies":["Commodity Futures Trading Commission"],"publication_date":"2026-08-21","effective_on":null,"comments_close_on":"2026-10-20","significant":null,"abstract":"The Commodity Futures Trading Commission (\"CFTC\" or \"Commission\") is seeking public responses to this Request for Comment to better inform its understanding and oversight of derivatives markets in compute.","docket_ids":[],"regulation_id_numbers":["3038-AF77"],"cfr_references":["17 CFR 1","17 CFR 38"],"topics":[],"url":"https://www.federalregister.gov/documents/2026/08/21/2026-17163/request-for-comment-on-the-listing-of-compute-derivatives-contracts","flags":["comments_close_soon"],"days_to_comment_close":5,"days_to_effective":null},{"document_number":"2026-17001","title":"Accreditation, Innovation, and Modernization: The Secretary's Recognition of Accrediting Agencies: Institutional Eligibility Under the Higher Education Act of 1965, as Amended, Student Assistance General Provisions","type":"Proposed Rule","action":"Notice of proposed rulemaking (NPRM).","agencies":["Education Department"],"publication_date":"2026-08-20","effective_on":null,"comments_close_on":"2026-09-21","significant":false,"abstract":"The Department proposes to revise the existing accrediting agency recognition regulations at 34 CFR part 602 to implement the directives set forth in Executive Order 14279, Reforming Accreditation to Strengthen Higher Education, and other Administration priorities, align the regulations more closely with statute, and reduce regulatory burden.","docket_ids":["Docket ID ED-2025-OPE-1042"],"regulation_id_numbers":["1840-AD82"],"cfr_references":["34 CFR 600","34 CFR 602","34 CFR 668"],"topics":["Administrative practice and procedure","Colleges and universities","Consumer protection","Foreign relations","Grant programs-education","Loan programs-education","Reporting and recordkeeping requirements","Student aid","Vocational education"],"url":"https://www.federalregister.gov/documents/2026/08/20/2026-17001/accreditation-innovation-and-modernization-the-secretarys-recognition-of-accrediting-agencies","flags":[],"days_to_comment_close":-24,"days_to_effective":null},{"document_number":"2026-16590","title":"FCC To Review E-Rate Program To Ensure Congress's Vision","type":"Proposed Rule","action":"Proposed rule.","agencies":["Federal Communications Commission"],"publication_date":"2026-08-14","effective_on":null,"comments_close_on":"2026-10-13","significant":null,"abstract":"In this document, the Federal Communications Commission (Commission) seeks comment on measures the Commission can take to better protect children when using E-Rate-funded networks, the Commission's progress in ensuring affordable access to high-speed broadband to and within schools and libraries, and whether the Commission's current interpretation of the Children's Internet Protection Act (CIPA) is the best reading of the statute. The Commission also proposes actions to strengthen E-Rate program integrity and streamline program administration.","docket_ids":["WC Docket Nos. 26-133, 13-184, 21-93, 21-455","FCC No. 26-41","FR ID 356047"],"regulation_id_numbers":[],"cfr_references":["47 CFR 54"],"topics":["Communications common carriers","Infants and children","Internet","Libraries","Reporting and recordkeeping requirements","Schools","Telecommunications"],"url":"https://www.federalregister.gov/documents/2026/08/14/2026-16590/fcc-to-review-e-rate-program-to-ensure-congresss-vision","flags":[],"days_to_comment_close":-2,"days_to_effective":null},{"document_number":"2026-14679","title":"Electronic Delivery of Information Under the Federal Securities Laws","type":"Proposed Rule","action":"Proposed rule.","agencies":["Securities and Exchange Commission"],"publication_date":"2026-07-21","effective_on":"2026-07-21","comments_close_on":"2026-09-21","significant":null,"abstract":"The Securities and Exchange Commission (the \"SEC\" or the \"Commission\") is proposing Regulation E-Delivery. The proposed rule sets forth conditions for covered entities to deliver covered information to covered recipients electronically without first obtaining their affirmative consent. The proposed rule further establishes conditions under which the Commission would consider delivery requirements under the Federal securities laws to be satisfied by electronic delivery. The Commission also is proposing to rescind the rule providing alternative means for registered investment companies to satisfy shareholder report transmission requirements, and to amend rules addressing the dissemination of proxy materials and tender offer materials.","docket_ids":["Release No. 33-11430","34-105921","39-2564","IA-6980","IC-36252","File No. S7-2026-25"],"regulation_id_numbers":["3235-AN57"],"cfr_references":["17 CFR 240","17 CFR 270","17 CFR 303"],"topics":["Brokers","Communications","Computer technology","Electronic filing","Internet","Investment companies","Personally identifiable information","Reporting and recordkeeping requirements","Securities"],"url":"https://www.federalregister.gov/documents/2026/07/21/2026-14679/electronic-delivery-of-information-under-the-federal-securities-laws","flags":[],"days_to_comment_close":-24,"days_to_effective":-86}],"next_since":null,"method_id":"reg_views_rules_v1","disclaimer":"Regulatory information from the Federal Register (public domain); not legal advice.","refresh_after":"2026-10-16T00:00:00.000Z"}