{"as_of":"2026-10-15T04:49:50.806Z","total_matching":2,"count":2,"documents":[{"document_number":"2026-20466","title":"Adviser and Regulated Fund Custody Rules; Crypto Custody Rules","type":"Proposed Rule","action":"Proposed rule.","agencies":["Securities and Exchange Commission"],"publication_date":"2026-10-06","effective_on":"2026-10-06","comments_close_on":"2026-12-07","significant":true,"abstract":"The Securities and Exchange Commission (the \"Commission\" or the \"SEC\") is proposing new custody rules under the Investment Company Act of 1940 (the \"Investment Company Act\") and amendments to related reporting and recordkeeping requirements to address how regulated investment companies may custody crypto securities and similar investments, and amendments to the custody rule and related reporting and recordkeeping rules under the Investment Advisers Act of 1940 (the \"Advisers Act\") to address how registered investment advisers may custody client crypto funds and securities. We are also proposing to amend the current custody rules to modernize their requirements, to better address current industry practices and feedback, and to implement certain conforming amendments. We are also proposing amendments to the recordkeeping rules under the Investment Company Act and Advisers Act related to these proposed modernization amendments to the custody rules. Additionally, we are proposing to redesignate the custody rule under the Advisers Act and to make corresponding amendments to Form ADV and Form ADV-E for registered investment advisers to reflect the Advisers Act custody rule redesignation. We are also proposing amendments to Form ADV for registered investment advisers and Form N-CEN for regulated investment companies and to improve the quality of public disclosures made on these forms. We are also proposing to add new questions to Form ADV and Form N-CEN related to tokenized private funds and regulated investment company shares, respectively.","docket_ids":["Release Nos. IA-7023","IC-36353","File No. S7-2026-35"],"regulation_id_numbers":["3235-AN46"],"cfr_references":["17 CFR 270","17 CFR 274","17 CFR 275","17 CFR 279"],"topics":["Incorporation by reference","Investment companies","Reporting and recordkeeping requirements","Securities"],"url":"https://www.federalregister.gov/documents/2026/10/06/2026-20466/adviser-and-regulated-fund-custody-rules-crypto-custody-rules","flags":["significant"],"days_to_comment_close":53,"days_to_effective":-9},{"document_number":"2026-19260","title":"Rescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4","type":"Proposed Rule","action":"Proposed rule.","agencies":["Securities and Exchange Commission"],"publication_date":"2026-09-21","effective_on":"2026-09-21","comments_close_on":"2026-11-20","significant":true,"abstract":"The Securities and Exchange Commission (\"Commission\") is proposing to rescind Rule 14a-8 under the Securities Exchange Act of 1934 (\"Exchange Act\") and leave determinations about the role of shareholder proposals to State law and company governing documents. The Commission also is proposing to amend Rule 14a-4 under the Exchange Act to expand the circumstances under which a company may exercise, with respect to proxies it receives, discretionary voting authority on proposals that will be presented at a shareholder meeting but not included in the company's proxy materials. At the same time, the proposed amendments to Rule 14a-4 would provide shareholders with the means to elect to prevent the company from exercising such authority with respect to their individual shares.","docket_ids":["Release No. 34-106383","File No. S7-2026-32"],"regulation_id_numbers":["3235-AN47"],"cfr_references":["17 CFR 200","17 CFR 229","17 CFR 232","17 CFR 240","17 CFR 249"],"topics":["Electronic filing","Investment companies","Reporting and recordkeeping requirements","Securities"],"url":"https://www.federalregister.gov/documents/2026/09/21/2026-19260/rescission-of-rule-14a-8s-federal-regulation-of-shareholder-proposals-and-amendments-to-rule-14a-4","flags":["significant"],"days_to_comment_close":36,"days_to_effective":-24}],"method_id":"reg_rules_rules_v1","disclaimer":"Regulatory information from the Federal Register (public domain); not legal advice.","refresh_after":"2026-10-16T00:00:00.000Z"}